Custody & Trading

PlanStrong Investment Management partners with two industry leaders to provide broker/dealer services to our clients, including NEXT Financial Group, Inc. and Pershing, LLC.

Independent Broker Dealer:  NEXT Financial Group

The investment professionals at PlanStrong Investment Management are registered for financial regulatory purposes with NEXT Financial Group, a member of FINRA.  NEXT is an award winning independent broker/dealer responsible for ensuring that PlanStrong complies with industry rules and regulations, including verifying that recommended investments are suitable for specific client circumstances.  NEXT also provides technology solutions for trading and client online account access, and provides general back-office support to advisors and their clients.  To learn more, visit nextfinancial.com.

Clearing Broker/Dealer:  Pershing, LLC

Pershing LLC is our clearing firm. To learn more, visit pershing.com..

For additional information on NEXT Financial Group and Pershing, LLC, please click here to download a .pdf file.